Exploring Horizon Technology Finance Corporation (HRZN) Investor Profile: Who’s Buying and Why?

Are you curious about who's investing in Horizon Technology Finance Corporation (HRZN) and what's driving their decisions? With a solid $747.9 million in investments at fair value as of December 31, 2024, and a strategic focus on lending to and investing in development-stage companies in the technology, life science, healthcare information and services, and cleantech industries, understanding the investor profile of HRZN can offer valuable insights. Did you know that institutional investors hold a significant portion of HRZN's shares? Uncover the key players, their investment strategies, and the factors influencing their interest in this unique specialty finance company, especially with its attractive dividend yield and focus on high-growth sectors. Dive in to explore the dynamics of HRZN's investor landscape and what it means for the company's future.

Horizon Technology Finance Corporation (HRZN) Who Invests in Horizon Technology Finance Corporation (HRZN) and Why?

Understanding the investor profile of Horizon Technology Finance Corporation (HRZN) involves examining the diverse range of entities and individuals who hold its stock, as well as their motivations and strategies. This insight is crucial for current and prospective investors looking to gauge market sentiment and potential stock performance.

Key Investor Types:

The investor base of Horizon Technology Finance Corporation (HRZN) can be broadly categorized into:

• Retail Investors: Individual investors who buy and sell shares for their own accounts. Their investment decisions are often influenced by factors such as dividend yield, perceived growth potential, and overall market trends.
• Institutional Investors: These include entities such as pension funds, mutual funds, insurance companies, and university endowments. Institutional investors typically manage large sums of money and conduct extensive research before making investment decisions.
• Hedge Funds: Actively managed investment funds that employ various strategies to generate returns. Hedge funds may invest in Horizon Technology Finance Corporation (HRZN) based on specific trading opportunities, such as arbitrage or event-driven strategies.

Investment Motivations:

Several factors attract investors to Horizon Technology Finance Corporation (HRZN):

• Growth Prospects: Investors may be drawn to Horizon Technology Finance Corporation (HRZN) due to its focus on lending to venture capital-backed companies in technology, life science, healthcare information and services, and cleantech industries. These sectors often offer high growth potential, which can translate into increased earnings and stock value for Horizon Technology Finance Corporation (HRZN).
• Dividends: As a regulated investment company (RIC), Horizon Technology Finance Corporation (HRZN) is required to distribute a significant portion of its income to shareholders in the form of dividends. This makes it an attractive investment for income-seeking investors, such as retirees or those looking for a steady stream of cash flow.
• Market Position: Horizon Technology Finance Corporation (HRZN)'s established position and expertise in the venture lending market can be appealing to investors. Its experience in structuring and managing loans to high-growth companies may provide a competitive advantage and reduce investment risk.

Investment Strategies:

Investors in Horizon Technology Finance Corporation (HRZN) employ various strategies, depending on their investment goals and risk tolerance:

• Long-Term Holding: Some investors adopt a buy-and-hold strategy, focusing on the long-term growth and income potential of Horizon Technology Finance Corporation (HRZN). They may reinvest dividends and hold the stock for several years, aiming to benefit from capital appreciation and consistent dividend payments.
• Short-Term Trading: Other investors engage in short-term trading, seeking to profit from fluctuations in the stock price. They may use technical analysis or other trading techniques to identify entry and exit points, holding the stock for only a few days or weeks.
• Value Investing: Value investors look for companies that they believe are undervalued by the market. They may invest in Horizon Technology Finance Corporation (HRZN) if they believe its stock price is below its intrinsic value, based on factors such as its assets, earnings, and growth prospects.

For a deeper dive into Horizon Technology Finance Corporation (HRZN)'s financial standing, explore: Breaking Down Horizon Technology Finance Corporation (HRZN) Financial Health: Key Insights for Investors

Horizon Technology Finance Corporation (HRZN) Institutional Ownership and Major Shareholders of Horizon Technology Finance Corporation (HRZN)

Institutional ownership in Horizon Technology Finance Corporation (HRZN) provides insights into the stability and investor confidence in the company. Major institutional investors often hold significant stakes, influencing the stock's price and corporate strategy. Recent changes in their holdings can signal shifts in sentiment regarding the company’s future prospects.

Here’s an overview of Horizon Technology Finance Corporation (HRZN)’s institutional ownership profile:

• Top Institutional Investors: The largest institutional investors include firms that manage substantial assets and have significant holdings in Horizon Technology Finance Corporation (HRZN).
• Changes in Ownership: Recent transactions show some institutional investors have adjusted their positions, reflecting their evolving outlook on the company.
• Impact of Institutional Investors: These large investors can play a crucial role in the company’s stock price and strategic direction through their investment decisions and engagement with company management.

While specific real-time data on institutional ownership changes rapidly, it's useful to consider publicly available information from financial news sources and regulatory filings to assess current trends.

To gain more in-depth knowledge about Horizon Technology Finance Corporation (HRZN), consider exploring this resource: Horizon Technology Finance Corporation (HRZN): History, Ownership, Mission, How It Works & Makes Money

Horizon Technology Finance Corporation (HRZN) Key Investors and Their Impact on Horizon Technology Finance Corporation (HRZN)

Understanding the investor profile of Horizon Technology Finance Corporation (HRZN) can provide valuable insights into the company's stability, growth potential, and strategic direction. Key investors can exert influence through significant holdings, strategic decisions, and market movements.

Several institutional investors and insiders hold significant positions in Horizon Technology Finance Corporation (HRZN). These major shareholders can include individual investors, mutual funds, hedge funds, or institutions.

Here's a detailed look at notable investors and their recent activities:

• Green Alpha Advisors, LLC: Green Alpha Advisors is one of the top holders of Horizon Technology Finance Corporation (HRZN). As of March 31, 2025, they held 358,742 shares, a 23.514% increase from their previous holding. Their investment reflects a belief in the company's long-term sustainability and growth prospects.
• Legal & General Group Plc: Legal & General Group Plc holds a substantial number of shares in Horizon Technology Finance Corporation (HRZN). As of December 31, 2024, they held 238,747 shares. However, their holdings decreased by 3.079% from the previous quarter.
• Connecticut Wealth Management, LLC: Connecticut Wealth Management, LLC, shows a consistent interest in Horizon Technology Finance Corporation (HRZN). As of December 31, 2024, they maintained their holding of 210,424 shares.
• TrueMark Investments, LLC: TrueMark Investments, LLC, established a new position in Horizon Technology Finance Corporation (HRZN). As of December 31, 2024, they held 209,378 shares.
• Trexquant Investment LP: Trexquant Investment LP significantly increased their stake in Horizon Technology Finance Corporation (HRZN). As of December 31, 2024, they held 198,451 shares, marking a substantial increase of 196.434%.
• LPL Financial LLC: LPL Financial LLC has increased its investment in Horizon Technology Finance Corporation (HRZN). As of December 31, 2024, they held 176,871 shares, a 9.721% increase.
• BlackRock, Inc.: BlackRock, Inc., one of the world's largest asset managers, holds a significant position in Horizon Technology Finance Corporation (HRZN). As of December 31, 2024, they held 160,538 shares.
• UBS Group AG: UBS Group AG has also increased its investment in Horizon Technology Finance Corporation (HRZN). As of December 31, 2024, they held 153,568 shares.
• Marshall Wace, Llp: Marshall Wace, Llp, holds a notable position in Horizon Technology Finance Corporation (HRZN). As of December 31, 2024, they held 143,219 shares.

These institutional holdings reflect confidence in Horizon Technology Finance Corporation (HRZN)'s business model and future prospects.

Recent moves by key investors can signal important shifts in sentiment and potential strategic changes. For example, Director Michael Balkin's purchase of 20,000 shares of Horizon Technology Finance Corporation (HRZN) at $8.53 per share on December 16, 2024, demonstrates insider confidence in the company's value. As of April 2025, bargain hunters could buy shares at a cheaper cost basis than Balkin, with shares changing hands as low as $8.23 per share.

However, it's important to note that Horizon Technology Finance Corporation (HRZN) has been the subject of some investor concern. Several law firms, including Pomerantz LLP and Bragar Eagel & Squire, P.C., have launched investigations into potential claims on behalf of Horizon stockholders, alleging possible securities fraud or unlawful business practices. These investigations stem from issues such as missed earnings estimates and a decline in net asset value, which led to a stock price decrease of 9.95% on March 5, 2025, closing at $8.65 per share.

The views of analysts are mixed. The average analyst rating for Horizon Technology Finance Corporation (HRZN) stock is 'Hold,' indicating an expectation of similar performance to the overall market. The average price target from analysts is $9.20, suggesting a potential increase of 11.79% from the current stock price of $8.23 as of April 11, 2025.

Here is a summary of analyst ratings for Horizon Technology Finance Corporation (HRZN):

Institutional ownership in Horizon Technology Finance Corporation (HRZN) stands at 8.32%, while insiders own 7.34%, and retail investors hold the remaining 84.34%. Anholt Investments Ltd is the largest individual shareholder, owning 2.15 million shares, representing 5.33% of the company.

Understanding these ownership dynamics, recent moves, and analyst ratings provides a comprehensive view of the investor landscape surrounding Horizon Technology Finance Corporation (HRZN). While notable investors and positive analyst targets suggest potential upside, ongoing investigations and mixed ratings indicate caution is warranted.

For more insights into Horizon Technology Finance Corporation (HRZN)'s core values, see Mission Statement, Vision, & Core Values of Horizon Technology Finance Corporation (HRZN).

Horizon Technology Finance Corporation (HRZN) Market Impact and Investor Sentiment

Understanding investor sentiment and market reactions to Horizon Technology Finance Corporation (HRZN) is crucial for gauging the stock's potential and stability. Recent market behaviors and analyst perspectives provide valuable insights into how major shareholders influence the company's trajectory.

Institutional investors play a significant role in Horizon Technology Finance Corporation's (HRZN) market dynamics. As of December 31, 2023, the list of institutional investors included:

• AGNC Investment Corp, holding 926,825 shares.
• Allspring Global Investments Holdings, LLC, with 481,787 shares.
• GLG Partners LP, holding 341,676 shares.
• Morgan Stanley, with 300,333 shares.
• Raymond James Financial Services Advisors, Inc., holding 278,239 shares.

These institutional holdings reflect a mix of investment strategies, from large firms like Morgan Stanley to investment advisors such as Raymond James Financial Services Advisors, Inc. The activity of these major shareholders can significantly impact Horizon Technology Finance Corporation's (HRZN) stock performance.

Recent shifts in institutional ownership can signal changing sentiment. For instance, increases in holdings may indicate confidence in Horizon Technology Finance Corporation's (HRZN) future prospects, while decreases could suggest concerns about performance or market conditions. Monitoring these changes helps investors understand the broader market's view of the company.

Analyst perspectives often highlight the importance of key investors in Horizon Technology Finance Corporation's (HRZN) future. Analysts consider factors such as:

• The concentration of ownership among top shareholders.
• The trading activity of these shareholders.
• Overall market sentiment toward the company and its sector.

These insights help assess the potential impact of investor behavior on Horizon Technology Finance Corporation's (HRZN) stock price and long-term stability. For example, strong institutional support can provide a buffer against market volatility, while significant selling pressure from major shareholders might lead to price declines.

To delve deeper into the company's background, explore: Horizon Technology Finance Corporation (HRZN): History, Ownership, Mission, How It Works & Makes Money.

Understanding the ownership structure and investor sentiment surrounding Horizon Technology Finance Corporation (HRZN) is essential for making informed investment decisions. By tracking major shareholders and analyzing market reactions, investors can gain a clearer picture of the company's potential and risks.