Exploring B. Riley Financial, Inc. (RILY) Investor Profile: Who’s Buying and Why?

Have you ever wondered who the major players are behind B. Riley Financial, Inc. (RILY), and what motivates their investment decisions? As of December 31, 2024, institutional investors held approximately 24.98% of the company's shares. Key stakeholders include firms like BlackRock, Inc., which held 1,544,999 shares, and Vanguard Group Inc., with 992,169 shares. Interestingly, the share price on April 17, 2025, was $3.16, a significant 85.33% decline from $21.54 on April 22, 2024. Are these shifts in ownership and stock value interconnected, and what do they signal about the company's future prospects? Dive in to explore the dynamics of B. Riley Financial's investor profile and uncover the 'why' behind their investment strategies.

B. Riley Financial, Inc. (RILY) Who Invests in B. Riley Financial, Inc. (RILY) and Why?

Understanding the investor profile of B. Riley Financial, Inc. (RILY) involves examining the diverse range of entities and individuals who hold the company’s stock, as well as their motivations for investing. These investors typically include retail investors, institutional investors, and hedge funds, each bringing different investment strategies and objectives.

Key Investor Types:

• Retail Investors: These are individual investors who buy and sell securities for their own accounts. Retail investors may be attracted to B. Riley Financial, Inc. (RILY) due to its dividend payouts or perceived growth potential.
• Institutional Investors: These entities manage money on behalf of others and include mutual funds, pension funds, insurance companies, and endowments. Institutional investors often have a longer-term investment horizon and conduct thorough research before investing.
• Hedge Funds: These are investment partnerships that use more aggressive strategies, such as leveraging or short-selling, to generate higher returns. Hedge funds may invest in B. Riley Financial, Inc. (RILY) based on specific trading opportunities or perceived mispricing.

Investment Motivations:

Investors are drawn to B. Riley Financial, Inc. (RILY) for various reasons, often linked to the company's financial performance, strategic positioning, and market outlook. Here are some key factors:

• Growth Prospects: Investors may believe in B. Riley Financial, Inc. (RILY)'s ability to grow its revenue and earnings through strategic acquisitions, business development, or expansion into new markets.
• Dividends: The company's dividend policy can be a significant attraction for income-seeking investors, providing a steady stream of cash flow.
• Market Position: B. Riley Financial, Inc. (RILY)'s standing in the financial services industry, its competitive advantages, and its ability to adapt to changing market conditions influence investor confidence.

Investment Strategies:

The strategies employed by investors in B. Riley Financial, Inc. (RILY) can vary widely, depending on their investment goals and risk tolerance:

• Long-Term Holding: Some investors adopt a buy-and-hold strategy, maintaining their positions for extended periods to benefit from the company's long-term growth and dividend income.
• Short-Term Trading: Other investors engage in short-term trading, seeking to profit from price fluctuations in B. Riley Financial, Inc. (RILY)'s stock.
• Value Investing: Value investors look for companies like B. Riley Financial, Inc. (RILY) that they believe are undervalued by the market, with the expectation that the stock price will eventually reflect its intrinsic value.

For further insights into the company's values and objectives, explore: Mission Statement, Vision, & Core Values of B. Riley Financial, Inc. (RILY).

B. Riley Financial, Inc. (RILY) Institutional Ownership and Major Shareholders of B. Riley Financial, Inc. (RILY)

Understanding the institutional ownership of B. Riley Financial, Inc. (RILY) provides valuable insights into the company's investor base and market sentiment. Institutional investors, which include mutual funds, hedge funds, pension funds, and other large entities, often have significant influence due to the size of their holdings and their ability to conduct in-depth research.

As of December 31, 2024, the top institutional holders of B. Riley Financial, Inc. (RILY) common stock included:

• Renaissance Technologies LLC
• Geode Capital Management, LLC
• Vanguard Group Inc.
• Blackrock Inc.
• Dimensional Fund Advisors LP

These firms hold a substantial portion of B. Riley Financial, Inc. (RILY)'s outstanding shares, reflecting their investment decisions and confidence in the company's prospects. Data on specific shareholdings and percentages can fluctuate, so referring to the most recent SEC filings is essential for up-to-date information.

Institutional investors frequently adjust their positions in response to various factors, such as company performance, industry trends, and broader economic conditions. Monitoring these changes can offer clues about the evolving perceptions of B. Riley Financial, Inc. (RILY) among sophisticated investors.

Recent changes in institutional ownership can be telling. For example, if several major holders have increased their positions, it could signal strong confidence in the company's future. Conversely, a decrease in holdings across multiple institutions might indicate concerns about performance or market conditions.

The actions of institutional investors can have a notable impact on B. Riley Financial, Inc. (RILY)’s stock price. Large purchases can drive up demand, leading to price appreciation, while significant sales can exert downward pressure. Moreover, institutional investors often engage with company management, influencing strategic decisions and corporate governance.

The influence of institutional investors extends beyond just stock price movements. Their involvement can lead to:

• Increased scrutiny of company performance and governance.
• Greater emphasis on long-term value creation.
• More robust risk management practices.

Here is a table summarizing key aspects of institutional ownership in B. Riley Financial, Inc. (RILY):

Understanding the composition and behavior of B. Riley Financial, Inc. (RILY)’s institutional investor base is crucial for assessing market sentiment and potential impacts on the company's stock price and strategic direction.

For more information about B. Riley Financial, Inc. (RILY), you can also read: B. Riley Financial, Inc. (RILY): History, Ownership, Mission, How It Works & Makes Money

B. Riley Financial, Inc. (RILY) Key Investors and Their Impact on [Company Name]

Understanding the investor profile of B. Riley Financial, Inc. (RILY) provides valuable insights into the company's stability, strategic direction, and potential for growth. Examining the key investors, their recent activities, and their influence can help stakeholders assess the company's current position and future prospects.

Notable Investors:

B. Riley Financial, Inc. has a mix of institutional and individual investors. Key institutional investors include:

• BlackRock, Inc.: As of December 31, 2024, BlackRock, Inc. held 1,544,999 shares.
• Vanguard Group Inc.: Vanguard Group Inc. held 992,169 shares as of December 31, 2024.
• Group One Trading, L.P.: Group One Trading, L.P. held 643,195 shares as of December 31, 2024.
• Susquehanna International Group, Llp
• Citadel Advisors Llc
• D. E. Shaw & Co., Inc.: D. E. Shaw & Co., Inc. held 536,961 shares as of December 31, 2024.
• Goldman Sachs Group Inc.: Goldman Sachs Group Inc. held 463,916 shares as of December 31, 2024.
• State Street Corp.: State Street Corp. held 449,356 shares as of December 31, 2024.
• Geode Capital Management, Llc: Geode Capital Management, Llc held 436,166 shares as of December 31, 2024.
• Mirae Asset Securities (USA) Inc.: Mirae Asset Securities (USA) Inc. held 196,075 shares as of December 31, 2024.

These institutions hold a total of 8,828,078 shares.

In addition to institutional investors, Bryant Riley, the founder, is also a significant shareholder. As of April 11, 2025, Bryant Riley R held 6,999,886 shares, representing 23.00% ownership.

Investor Influence:

Major shareholders can significantly influence a company's decisions and stock movements. A Schedule 13D filing indicates that an investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. A Schedule 13G indicates a passive investment of over 5%.

Institutional ownership can impact stock volatility and value. High institutional ownership may reduce volatility due to the long-term investment strategies of these institutions. Conversely, significant changes in institutional holdings can lead to increased volatility.

Recent Moves:

Recent activities by key investors include:

• BlackRock, Inc.: Increased its holdings by 4.51%, holding 1,544,999 shares as of February 4, 2025.
• Vanguard Group Inc.: Decreased its holdings by 7.33% as of December 31, 2024.
• Bryant Riley: Decreased his holdings by -0.59%, holding 6,999,886 shares as of April 11, 2025.
• Oaktree Capital Holdings, LLC: Oaktree Capital Holdings, LLC, held 5.66 shares as of March 05, 2025.

Recent insider transactions reveal the following:

• On March 14, 2025, several insiders, including CEO of B. Riley Securities, Inc. Andrew Moore, Chairman and Co-CEO Bryant Riley, Co-CEO Thomas Kelleher, CFO & Chief Operating Officer Phillip Ahn, and EVP, General Counsel, Sec. Alan Forman, disposed of shares.

These moves can reflect the investors' sentiment about the company's prospects and can influence market perception.

Additional Points:

• As of April 17, 2025, the share price of B. Riley Financial, Inc. was $3.16 per share.
• B. Riley Financial has six operating segments: capital markets, wealth management, auction and liquidation, financial consulting, communications and brands.

For more information about B. Riley Financial, Inc., you can explore: B. Riley Financial, Inc. (RILY): History, Ownership, Mission, How It Works & Makes Money

B. Riley Financial, Inc. (RILY) Market Impact and Investor Sentiment

Understanding investor sentiment and market reactions is crucial when evaluating B. Riley Financial, Inc. (RILY). Changes in major shareholdings and large investor moves often influence the stock market's perception of the company. Examining these dynamics provides insights into the potential future performance and stability of RILY.

Analyst perspectives also play a significant role in shaping investor sentiment. Analysts offer insights into how key investors might impact B. Riley Financial, Inc.'s future, helping current and potential shareholders make informed decisions. Monitoring these expert analyses can provide a deeper understanding of the possible trajectories for RILY.

Recent market data provides a mixed view of B. Riley Financial, Inc.'s stock performance. According to Yahoo Finance, RILY's stock showed a 1-year target estimate of $24.00 as of April 19, 2024. The estimates ranged from a low of $24.00 to a high of $24.00. This suggests a relatively stable outlook from the analysts providing these targets. Recent analyst ratings from firms like B. Riley have maintained a Buy rating with a price target of $24.00, reinforcing this sentiment. However, it's important to note that these targets reflect expectations and can be subject to change based on market conditions and company performance.

Institutional ownership is a significant factor in assessing market sentiment. As of December 31, 2023, institutional investors held 62.19% of B. Riley Financial, Inc.'s outstanding shares. Notable institutional shareholders include BlackRock Inc. and Vanguard Group Inc., indicating strong confidence from major investment firms. These large institutional holdings can provide stability to the stock and reflect a long-term investment perspective.

Key institutional holders of B. Riley Financial, Inc. (RILY) include:

• BlackRock Inc.
• Vanguard Group Inc.

These institutional positions reflect substantial investments, suggesting these firms have a positive or neutral outlook on RILY's future. However, changes in their positions can signal shifts in sentiment. For example, significant increases in holdings may indicate growing confidence, while reductions could suggest concerns about future performance.

Examining insider trading activity offers another layer of insight into investor sentiment. Insider transactions, where company executives and board members buy or sell shares, can reflect their confidence in the company's prospects. It is important to consider that insiders may sell shares for various reasons, such as diversification or personal financial planning, not necessarily indicating a negative outlook. Conversely, insider buying often signals a belief that the company's stock is undervalued.

Market reactions to significant ownership changes or large investor moves can be immediate and pronounced. Positive news, such as a major institutional investor increasing their stake, often leads to a stock price increase. Conversely, news of a large investor reducing their position may cause the stock price to decline. These reactions highlight the market's sensitivity to changes in investor sentiment and the importance of monitoring these developments.

Keep in mind that analyst perspectives are crucial for understanding the potential impact of key investors on B. Riley Financial, Inc.'s future. Analysts often conduct thorough research and provide insights into the company's financial health, growth prospects, and competitive positioning. Their recommendations can influence investor sentiment and affect the stock's performance.

For additional insights into the company's core values and strategic direction, refer to Mission Statement, Vision, & Core Values of B. Riley Financial, Inc. (RILY).